-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/VchD6lNIKQkk7EGeEX21A3UHef0DS2fSDrqDojOhyuYP8Z7zm3XXLap32gr2n3 fn59DiFpj1H2RXwoYbJ5Ag== 0000950149-98-001300.txt : 19980716 0000950149-98-001300.hdr.sgml : 19980716 ACCESSION NUMBER: 0000950149-98-001300 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980715 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PALATIN TECHNOLOGIES INC CENTRAL INDEX KEY: 0000911216 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 954078884 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46069 FILM NUMBER: 98666176 BUSINESS ADDRESS: STREET 1: 214 CARNEGIE CENTER STREET 2: SUITE 100 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095201911 MAIL ADDRESS: STREET 1: 214 CARNEGIE CENTER STREET 2: SUITE 100 CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: INTERFILM INC DATE OF NAME CHANGE: 19930825 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THERATECH INC /DE/ CENTRAL INDEX KEY: 0000885015 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870420511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 417 WAKARA WAY STE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: 8015886200 SC 13G 1 SCHEDULE 13G 1 UNITED STATES ----------------------------- OMB Approval SECURITIES AND EXCHANGE COMMISSION ----------------------------- WASHINGTON, D.C. 20549 OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response... 14.90 ----------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 Palatin Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 696077304 - -------------------------------------------------------------------------------- (CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 2
================================================================================================ CUSIP NO 696077304 13G Page 2 of 4 Pages ================================================================================================ ================================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TheraTech, Inc. ================================================================================================ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ Not applicable (b)___ ================================================================================================ 3 SEC USE ONLY ================================================================================================ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ================================================================================================ 5 SOLE VOTING POWER NUMBER OF SHARES 363,636 BENEFICIALLY ================================================== OWNED BY 6 SHARED VOTING POWER EACH REPORTING None PERSON ================================================== WITH 7 SOLE DISPOSITIVE POWER 363,636 ================================================== 8 SHARED DISPOSITIVE POWER None ================================================================================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 363,636 ================================================================================================ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable ================================================================================================ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.11% ================================================================================================ 12 TYPE OF REPORTING PERSON* CO ================================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 3 SCHEDULE 13G ITEM 1. ISSUER (a) NAME OF ISSUER: Palatin Technologies, Inc. (b) ADDRESS OF ISSUER'S 214 Carnegie Center PRINCIPLE EXECUTIVE OFFICES: Suite 100 Princeton, New Jersey 08540 ITEM 2. REPORTING PERSON INFORMATION (a) NAME OF PERSON FILING: TheraTech, Inc., a Delaware corporation (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: TheraTech, Inc. 417 Wakara Way Salt Lake City, Utah 84108 (c) CITIZENSHIP: Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock (e) CUSIP NUMBER: 696077304 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A Not applicable ITEM 4. OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: 363,636 (b) PERCENT OF CLASS: 8.11% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 363,636 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 0 Page 3 of 4 4 SCHEDULE 13G (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 363,636 (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonably inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 14, 1998 TheraTech, Inc. s/Dinesh C. Patel ---------------------------- Dinesh C. Patel, Ph.D. Chairman, President and Chief Executive Officer Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----